Dan J. Harkey

Master Educator | Business & Finance Consultant | Mentor

Functional Illiteracy vs. Criminal Behavior: Part IV

Functional illiteracy is generally considered equivalent to low literacy. These terms are often used interchangeably to describe individuals who can read introductory texts but struggle to apply these skills effectively in everyday, practical situations.

by Dan J. Harkey

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Summary

But, we must also be aware that there are significant profits to the American Establishment in keeping people illiterate, poor, dependent, and imprisoned.

Definitions

  • Illiteracy: The complete inability to read or write any simple statement.
  • Functional Illiteracy (Low Literacy): The ability to read basic sentences or recognize words, but lacking the comprehension and application skills necessary to function effectively in modern society.

Disparities by Ethnic Groups

Disparities by Ethnic groups highlight systemic issues, and emphasizing these inequalities can motivate policymakers and social workers to pursue equitable solutions, fostering a sense of shared responsibility.

Approximate Percentage Scoring Level 1 or Below:

  • Black/African American: 36%
  • Hispanic/Latino: 31%
  • American Indian/Alaska Native: Higher concentration in lower levels
  • White: 12%
  • Asian: Lower concentration in lower levels

Contributing Factors

Literacy gaps often correlate with broader social and economic challenges.

Key contributing factors include:

  • Socioeconomic Status: Low-income individuals have higher rates of low literacy.
  • Access to Quality Education: Unequal educational opportunities perpetuate disparities.
  • Nativity Status: Non-U.S.-born adults are overrepresented among low-literacy populations.
  • Parental Literacy Levels: Limited access to reading materials during childhood impacts development.
  • Historical Systemic Racism: Discriminatory policies, such as Jim Crow laws, have long-term effects on educational attainment for Black individuals.

Functional Illiteracy vs. Criminal Behavior:

1.  Definition and Scope

  • Functional Illiteracy: Inability to effectively use reading and writing skills for everyday tasks, despite basic literacy.
  • Criminal Behavior: Actions that violate laws and result in legal penalties, ranging from property crimes to violent offenses.

2.  Correlation Between Literacy and Crime

Research consistently shows a strong correlation between low literacy levels and higher rates of incarceration:

  • Prison Literacy Statistics: Approximately 70% of incarcerated adults in the U.S. read below a 4th-grade level, and many fall into the “functionally illiterate” category.
  • School-to-Prison Pipeline: Students with poor reading skills are more likely to drop out, which significantly increases the likelihood of criminal involvement.

3.  Contributing Factors

Both functional illiteracy and criminal behavior share overlapping root causes:

  • Socioeconomic Disadvantage: Poverty limits access to quality education and increases exposure to crime.
  • Educational Inequality: Underfunded schools in marginalized communities perpetuate low literacy and higher crime rates.
  • Family Environment: Low parental literacy and unstable households correlate with both poor educational outcomes and delinquency.
  • Systemic Racism: Historical discrimination affects both literacy attainment and criminal justice outcomes, disproportionately impacting Black and Hispanic populations.

4.  Causation Debate

  • While some may question whether illiteracy directly causes crime, evidence suggests that it creates conditions, like unemployment and social exclusion, that increase vulnerability to criminal behavior.  Emphasizing this distinction can help persuade stakeholders of the importance of literacy interventions.
    Illiteracy does not directly cause crime, but it creates conditions—such as unemployment and social exclusion—that increase vulnerability to criminal behavior.
  • Crime Reinforces Illiteracy: Incarceration often interrupts education, and prison environments rarely provide adequate literacy programs, perpetuating the cycle.

5.  Societal Impact

  • Low literacy impacts individuals and has policy implications, such as increased costs for Law enforcement and incarceration, underscoring the need for literacy initiatives as a crime prevention measure.
  • Addressing literacy gaps is a key crime-prevention strategy that can inspire policymakers and social workers to believe in the potential for positive change through targeted programs, encouraging proactive engagement.

6.  Key Statistics

  • U.S. Adult Literacy: About 21% of adults are functionally illiterate.
  • Prison Population: Roughly two-thirds of inmates lack basic literacy skills.
  • Recidivism Reduction: Inmates who participate in education programs are 43% less likely to reoffend.

7) Lowest‑level literacy (Below Basic): Prison vs. General Adult Population

The gap in literacy levels between inmates and the general adult population is significant, underscoring the societal costs of low literacy and the importance of targeted interventions.

8) Correctional education and recidivism

A widely cited RAND meta-analysis shows that participation in educational programs reduces recidivism by 43%, reinforcing the power of correctional education to make a meaningful difference and empowering stakeholders to support such initiatives.

Closing Paragraph

Functional illiteracy is more than an educational challenge—it is a social and economic fault line that intersects with poverty, unemployment, and even criminal behavior.  The data show that individuals with low literacy skills are disproportionately represented in the prison population, perpetuating cycles of disadvantage and recidivism.  As Lois M. Davis, Senior Policy Researcher at RAND, emphasizes: “Correctional education improves inmates’ chances of not returning to prison.  Inmates who participate in correctional education programs have 43 percent lower odds of recidivating than those who do not.” Addressing this issue requires a multi-pronged approach: investing in early childhood education, expanding adult literacy programs, and integrating correctional education as a core component of rehabilitation.  Improving literacy is not simply about reading—it is about unlocking opportunity, reducing crime, and strengthening the fabric of American society.

 9  )Notes & sources

  • Quantitative literacy (Below Basic): 39% of inmates vs. 21% of adults in households. [nces.ed.gov]
  • Prose literacy (Below Basic): 16% of inmates vs. 14% of adults in households (difference not statistically significant). [nces.ed.gov]
  • Document literacy (Below Basic): 15% of inmates vs. 12% of adults in households (difference not statistically significant). [nces.ed.gov]
  • In the same NAAL report, only ~2–3% of inmates reached Proficient across domains vs. ~13–14% of the household population.  (Context for the distribution; not plotted here.) [nces.ed.gov]
  • Report: Literacy Behind Bars: Results From the 2003 National Assessment of Adult Literacy Prison Survey (NCES 2007‑473). [us-prod.as...rosoft.com], [nces.ed.gov]